RS Investments Settlements
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Links and Related Documents

A copy of the Securities and Exchange Commission Order Instituting Administrative Proceedings against RS Investments, along with other related documents, can be obtained by accessing the below links:

LINKS TO THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Order Instituting Administrative Proceedings – October 6, 2004
http://www.sec.gov/litigation/admin/ia-2310.htm

Order Approving a Modified Distribution Plan – August 8, 2007
http://www.sec.gov/litigation/admin/2007/34-56222.pdf

Approved Modified Plan of Distribution – July 2, 2007
http://www.sec.gov/litigation/admin/2007/34-56222-mdp.pdf

Order Directing Disbursement of Fair Fund – April 14, 2008
http://www.sec.gov/litigation/admin/2008/34-57661.pdf


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